MUTUAL FUND INDUSTRY HANDBOOK: A COMPREHENSIVE GUIDE FOR INVESTMENT PROFESSIONALS（美国共同基金产业：投资专家综合指南） fb2 pdf azw3 网盘 rtf 免费 下载 txt

"The Mutual Fund Industry Handbook is a remarkably important work . . . I am profoundly impressed by the broad and comprehensive sweep of information and knowledge that this book makes available to industry participants, college and business school students, and anyone else with a serious interest in this industry."

A Foreword by John C. Bogle, founder of The Vanguard Group and one of the most respected leaders in the mutual fund industry, sets the stage for this authoritative book that explains the complexities of the phenomenal industry in simple terms.

Investors like the fact that mutual funds offer professional management, easy diversification, liquidity, convenience, a wide range of investment choices, and regulatory protection. Mutual Fund Industry Handbook touches on all of those features and focuses on the diverse functions performed in the day-to-day operations of the mutual fund industry. You'll learn about:

Front-office functions-analysis, buying, and selling.

Back-office functions, including settlement, custody, accounting, and reporting.

Commission structures-front-end loads, back-end loads, or level loads.

The various fund categories used by the Investment Company Institute, Morningstar, and Lipper.

The roles played by fund managers, investment advisors, custodial banks, distributors, transfer agents, and other third-party service providers.

If you want a definitive reference on the mutual fund industry, this is the book for you.

Foreword

Acknowledgments

Chapter 1: Introduction to the Industry

Chapter 2: A Brief History of Mutual Funds in the United States

Chapter 3: Overview of Industry Structure

Chapter 4: The Mutual Fund—Product Definition

Chapter 5: The Investment Management Front Office

Chapter 6: The Investment Management Back Office

Chapter 7: Fund Accounting, Audit, Legal, and Other Support Functions

Chapter 8: Fund Distribution: The Broker Channel

Chapter 9: The Direct, Bank, and Institutional Channels

Chapter 10: Cross-Channel Issues: Advertising and Retirement Investing

Chapter 11: The Transfer Agent, Part 1—Shareholder Record Keeping

Chapter 12: The Transfer Agent, Part 2—Customer Service

Chapter 13: Other Service Providers

Chapter 14: Going Abroad: Open-End Funds Outside the United States

Chapter 15: Going Forward: Issues and Challenges

Notes

Index

LEE GREMILLION is a former partner at PricewaterhouseCoopers where he provided operations and systems expertise to many U.S. mutual funds, insurance companies, investment managers, pension administrators, and banks.¿ He earned a doctoral degree fro

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"The Mutual Fund Industry Handbook is a remarkably important work . . . I am profoundly impressed by the broad and comprehensive sweep of information and knowledge that this book makes available to industry participants, college and business school students, and anyone else with a serious interest in this industry."-– From the Foreword by John C. Bogle President, Bogle Financial Markets Research Center Founder and former chief executive, The Vanguard Group A Foreword by John C. Bogle, founder of The Vanguard Group and one of the most respected leaders in the mutual fund industry, sets the stage for this authoritative book that explains the complexities of the phenomenal industry in simple terms.

Investors like the fact that mutual funds offer professional management, easy diversification, liquidity, convenience, a wide range of investment choices, and regulatory protection. Mutual Fund Industry Handbook touches on all of those features and focuses on the diverse functions performed in the day–to–day operations of the mutual fund industry. You′ll learn about: Front–office functions–analysis, buying, and selling. Back–office functions, including settlement, custody, accounting, and reporting. Commission structures–front–end loads, back–end loads, or level loads. The various fund categories used by the Investment Company Institute, Morningstar, and Lipper. The roles played by fund managers, investment advisors, custodial banks, distributors, transfer agents, and other third–party service providers. If you want a definitive reference on the mutual fund industry, this is the book for you.